Nfq closes a collaboration agreement with REGIS-TR, the main European trade repository. Nfq closes a...
1.5. Compliance & Regulation [EN]
Compliance &
Regulation.
01
Value
02
Services
03
Approach
04
Clients
05
Insights
Regulatory
Compliance
The exponential increase in regulatory and supervisory requirements over the last decade shows the growing importance of regulatory compliance and the ability to respond to supervisory queries for institutions. Responding to these needs is no longer a purely compliance issue, but has become a differentiating factor and a factor in market positioning.
How do we help our clients?
Top management
Entity strategy: Regulation has become a key driver for making (or not making) key business decisions.
Business teams
Overburdened by regulatory changes, focusing on interpreting and applying regulations that do not always contribute to the business.
Technology equipment
Data and systems are not always ready to produce regulatory responses or regulatory requirements.
Services.
Advisory
- Continuous identification of requirements
- Regulatory Interpretation
- Training
- Impact analysis
- Definition of regulatory strategy
- Analysis of the entity's reporting criteria and methodology vs regulation and best practices
Support
- Expert and operational reinforcement to undertake regulatory initiatives
- Support for supervisors' queries and questions
- Managing regulatory change
- Data Quality assurance
- Review and reconciliation of information between reports
Reporting
- Definition and implementation of reporting model
- Definition and implementation of control models
- Implementation of market tools and support for integration with the entity's systems
- Design of operating models and backtesting
Service
- Accounting reports as a service
- Risk Reporting as a Service
- Transactional Reporting as a Service
- Sustainability Reporting as a Service
Our Approach.
Regulatory framework
We continuously monitor the main regulatory frameworks that have an impact on financial institutions, insurance, real estate and corporations
Markets
MIFID & MIFIR
SFTR
BMR
EMIR
PRIIPS
MAR
Finance
CRR
BRRD
AML
IFRS 16
PSD2
CRD
SRMR
IFRS 9
CIRBE
Insurance
Solvencia II
IFRS 17
IFRS 9
IDD
Sustainability
Taxonomy
SFDR
NFRD - Ley 11/2018
CSRD
ESG MIFID
SRD II
Climate Change Law
REGULATION NEWSLETTER
The Regulatory Bulletin is a weekly publication containing the most relevant regulatory news in the financial sector, published by the main local and international regulators in the geographies in which we operate.
Our Clients.
For further information
Do you want to know more about our Compliance and Regulatory services?
Insights.
Final Draft Consolidated RTS for the Sustainable Finance Disclosure Regulation (SFDR)
Objective and ContextOn 22 October 2021, the European Supervisory Authority (ESA) published Regulatory Technical Standards...
El BCE evalúa los riesgos climáticos y medioambientales de las principales entidades de crédito en Europa
Objective and Context ???? On 22 October 2021, the European Supervisory Authority (ESA) published Regulatory...
New amendments to the rules on capital requirements for credit institutions
Context On 27 October the European Commission published the two proposals to amend Regulation 575/2013...
Tomás Conde joins our Sustainable Finance & ESG area
Tomás Conde, one of the most prominent professionals in our country in Sustainable Finance joins...
Tomás Conde joins our Sustainable Finance & ESG area
Tomás Conde, one of the most prominent professionals in our country in Sustainable Finance joins...
New global partnership: ActiveViam
We are proud to announce our new collaboration agreement with ActiveViam, through which we will...
